Financial Industry Regulatory . . .
| Use attributes for filter ! | |
| Agency executive | Robert W. Cook |
|---|---|
| Headquarters | Washington |
| D. C. | |
| United States | |
| Founded | July 30 |
| 2007 | |
| Number of employees | 3,600 |
| Subsidiary | NASD Regulation, Inc. |
| Date of Reg. | |
| Date of Upd. | |
| ID | 2041238 |
About Financial Industry Regulatory . . .
In the United States, the Financial Industry Regulatory Authority, Inc. is a private corporation that acts as a self-regulatory organization. FINRA is the successor to the National Association of Securities Dealers, Inc. and the member regulation, enforcement, and arbitration operations of the New York Stock Exchange.
